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Helping financial advisors protect their vulnerable clients
What you'll learn Students will learn about who vulnerable investors are, including elderly investors and those with diminished capacity Students will learn about measures and steps that can help protect vulnerable investors from financial exploitation
Requirements No course prerequisites!
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FILE LIST
Filename
Size
~Get Your Files Here !/1 - Introduction.mp4
44.5 MB
~Get Your Files Here !/10 - Warning Signs of Dementia.mp4
26.1 MB
~Get Your Files Here !/11 - Understanding Elder Abuse.mp4
60.2 MB
~Get Your Files Here !/12 - Elder Financial Abuse.mp4
100.9 MB
~Get Your Files Here !/13 - Scams Targeting Seniors.mp4
86.6 MB
~Get Your Files Here !/14 - Case Kathleen.mp4
26.4 MB
~Get Your Files Here !/15 - Penalties and Enforcement.mp4
27.6 MB
~Get Your Files Here !/16 - Regulatory Requirements for Advisors.mp4
30 MB
~Get Your Files Here !/17 - Regulatory Requirements for All Advisors.mp4
20.1 MB
~Get Your Files Here !/18 - Suitability.mp4
44.4 MB
~Get Your Files Here !/19 - Know Your Client KYC.mp4
57.1 MB
~Get Your Files Here !/2 - Old Age and the Decline in Financial Literacy.mp4
20.3 MB
~Get Your Files Here !/20 - Know Your Product KYP.mp4
47.5 MB
~Get Your Files Here !/21 - Regulatory Changes for Advisors.mp4
14.7 MB
~Get Your Files Here !/22 - Communicating with your Clients.mp4
24.8 MB
~Get Your Files Here !/23 - Good Communication Practices for Senior Clients.mp4
33.7 MB
~Get Your Files Here !/24 - Handling Complaints.mp4
13.4 MB
~Get Your Files Here !/25 - Regulatory Expectations.mp4
22.9 MB
~Get Your Files Here !/26 - Important Client Documents.mp4
11.9 MB
~Get Your Files Here !/27 - Power of Attorney POA.mp4
36.7 MB
~Get Your Files Here !/28 - Spotting and Preventing POA Abuse.mp4
38.3 MB
~Get Your Files Here !/29 - Trusted Contact Person TPC.mp4
55.9 MB
~Get Your Files Here !/3 - The Demographic Shift in Canada.mp4
32.7 MB
~Get Your Files Here !/30 - Temporary Holds on Client Disbursements.mp4
50.3 MB
~Get Your Files Here !/31 - Understanding Capacity.mp4
43.7 MB
~Get Your Files Here !/32 - Evaluating Capacity.mp4
85.9 MB
~Get Your Files Here !/33 - Taking Steps if Incapacity or Abuse is Suspected.mp4
42.7 MB
~Get Your Files Here !/34 - Firmlevel Measures to Protect Senior Clients.mp4
54.1 MB
~Get Your Files Here !/35 - Implementing an Escalation Process.mp4
45.8 MB
~Get Your Files Here !/36 - Conclusion.mp4
41.8 MB
~Get Your Files Here !/4 - The Wealth Transfer.mp4
44.9 MB
~Get Your Files Here !/5 - Financial Concerns with Aging.mp4
39.1 MB
~Get Your Files Here !/6 - Who are Vulnerable People.mp4
29.7 MB
~Get Your Files Here !/7 - Challenges for Advisors and Firms Dealing with Vulnerable Clients.mp4
54.2 MB
~Get Your Files Here !/8 - Normal Cognitive Aging.mp4
46.5 MB
~Get Your Files Here !/9 - Cognitive Impairment and Dementia.mp4
